![]() Clearing ServicesOverview Core Processing Business Continuity Reporting Middle-Office Solutions CONTACT US Broker/Dealers, Brokers and Advisors click here. Investors click here. National Financial has back-up systems in place to help ensure your transaction data and other account information are protected in the event of a disaster. We have developed strategies for single site, multiple site, and regional outages, with critical functions separated over five locations — New York City; Boston; Jersey City; Westlake, Texas; and Smithfield, Rhode Island. From phone systems and wire traffic, to transportation of our associates to other sites, our contingency plans are tested regularly to help ensure minimal interruption. National Financial Services LLC, Member NYSE, SIPC
Notice of Business Continuity Plans |