Clearing Services

National Financial Services LLC (NFS), the clearing firm for National Financial, is staffed with experienced, knowledgeable professionals familiar with your business model.Through its core brokerage processing system, Fidelity Brokerage Services Inquiry (FBSI), NFS performs a number of core processing services, including the following:

Processing Area	Highlight
Brokerage Processing	Automated pricing for all securities and automatic set-up/maintenance available for select securities on database
TOA and Retirement Distributions	Real-time status updates, monthly reporting capabilities, points of contact model, and best practice sharing
Margin	Accounts are monitored for risk management and compliance issues
Tax Reporting	Tax forms available via brokerage platform for investment representatives and customers
Treasury	Flexible options for check disbursement and printing
Restricted Stock Services	Access to account and stock information from a single online source
Risk and Credit Management	Changes in an account are flagged due to significant trading activity or market movement