Clearing Services

National Financial Services LLC (NFS) offers the flexibility and control you need to help effectively manage your information reporting, while providing your customers with clearer communications. Home offices can take advantage of comprehensive management reports, or create customized reports with standard data transmissions. And our award-winning brokerage statement,¹ timely trade confirmations, and consolidated tax statements help minimize investor confusion — all of which are available online.

More than 200 reports are available for the home office, covering a variety of operational issues, including retail and institutional, trading, compliance, and management information reports. Customer statements include snapshots, summaries, and detailed histories, and can be customized with your firm's name, logo, buckslips, and targeted marketing messages.

¹ NFS's customer statement was ranked No. 1 by DALBAR, Inc., for "Brokerage/Multi-Product Statement" (2000-2002). Source: DALBAR, Inc.'s, "Trends & Best Practices in Investor Statements—Addendum," 2000-2002. DALBAR, Inc., InvestorStatement Analysis (2000-2002). Overall rankings based on DALBAR's evaluation across four categories: Primary Goals, Desirable Features, Understandable Features, and Secondary Goals.